Certificate in AML Continuous Screening

Recipients of this credential completed 6 units of learning, divided into 24 lessons (described below).

Each lesson contained learning outcomes and a short knowledge test and further reading opportunities were provided.

The recipient successfully achieved the required passmark in the formal end of programme knowledge assessment.

• Course: Introduction to AML Screening

Unit 1 - Introduction to Screening Principles

Lesson 1 – Customer Due Diligence (CDD)

Lesson 2 – Risk-Based Approach (RBA)

Lesson 3 – Complying with Sanctions

Lesson 4 – Identifying Politically Exposed Persons (PEPs)

Lesson 5 – Special Interest Persons/Entities

Lesson 6 – Using Watch Lists

Lesson 7 – Adverse Media Screening

• Course: Introduction to Ongoing Customer Screening

Unit 1 - Introduction to Ongoing Customer Screening Principles

Lesson 1 – Key Principles

Lesson 2 – Common Triggers for Ongoing Screening

Lesson 3 – Tools and Techniques for Customer Screening

Lesson 4 – Best Practises for Ongoing Monitoring

Lesson 5 – Compliance and Regulatory Requirements

Knowledge Assessment

• Course: KYC360 Screening User course

Unit 1 – Introduction

Lesson 1 – How KYC360 Screening works

Lesson 2 – Screening Data Sources

Lesson 3 – The Screening Process

Lesson 4 – Risk-based Approach

Unit 2 – Getting Started

Lesson 5 – Getting Started

Unit 3 – Managing Your Data

Lesson 6 – Overview of data requirements

Lesson 7 – Manually keying & editing data

Unit 4 – Managing Customers and Working Potential Matches

Lesson 8 – Interpreting potential matches

Lesson 9 – Discounting results

Lesson 10 – Working potential matches

Lesson 11 – Working bulk matches

Lesson 12 – Searching or customers