Certificate in AML Screening

Recipients of this credential completed 5 units of learning, divided into 22 lessons (described below).

Each lesson contained learning outcomes and a short knowledge test and further reading opportunities were provided.

The recipient successfully achieved the required passmark in the formal end of programme knowledge assessment.

• Course: Introduction to AML Screening

Unit 1 - Introduction to Screening Principles

Lesson 1 – Customer Due Diligence (CDD)

Lesson 2 – Risk-Based Approach (RBA)

Lesson 3 – Complying with Sanctions

Lesson 4 – Identifying Politically Exposed Persons (PEPs)

Lesson 5 – Special Interest Persons/Entities

Lesson 6 – Using Watch Lists

Lesson 7 – Adverse Media Screening

• Course: RiskScreen User Course

Unit 1 – RiskScreen Solution Overview

Lesson 1 – How RiskScreen works

Lesson 2 – RiskScreen Data Sources

Lesson 3 – The Screening Process

Lesson 4 – Selecting Risk Criteria

Lesson 5 – Live Adverse Media Searches

Lesson 6 – Applying Enhanced Due Diligence

Unit 2 – Getting Started with RiskScreen

Lesson 7 – User set-up and navigation

Unit 3 – Constructing a search

Lesson 8 – The importance of data quality

Lesson 9 – Entering search criteria

Lesson 10 – Applying filters

Unit 4 – Viewing and working potential matches

Lesson 11 – Interpreting potential matches

Lesson 12 – Excluding URLs from Adverse Media results

Lesson 13 – Discounting results

Lesson 14 – Working potential matches

Lesson 15 – Evidencing the review