Certificate in AML Continuous Screening

Recipients of this credential completed 8 units of learning, divided into 33 lessons (described below).

Each lesson contained learning outcomes and a short knowledge test and further reading opportunities were provided.

The recipient successfully achieved the required passmark in the formal end of programme knowledge assessment.

• Course: Introduction to AML Screening

Unit 1 - Introduction to Screening Principles

Lesson 1 – Customer Due Diligence (CDD)

Lesson 2 – Risk-Based Approach (RBA)

Lesson 3 – Complying with Sanctions

Lesson 4 – Identifying Politically Exposed Persons (PEPs)

Lesson 5 – Special Interest Persons/Entities

Lesson 6 – Using Watch Lists

Lesson 7 – Adverse Media Screening

• Course: Introduction to Ongoing Customer Screening

Unit 1 - Introduction to Ongoing Customer Screening Principles

Lesson 1 – Key Principles

Lesson 2 – Common Triggers for Ongoing Screening

Lesson 3 – Tools and Techniques for Customer Screening

Lesson 4 – Best Practises for Ongoing Monitoring

Lesson 5 – Compliance and Regulatory Requirements

Knowledge Assessment

• Course: KYC360 Screening (with AVM) User course

Unit 1 – Introduction

Lesson 1 – How KYC360 Screening works

Lesson 2 – Screening Data Sources

Lesson 3 – The Screening Process

Lesson 4 – Risk-based Approach

Lesson 5 – Live Adverse Media Screening

Unit 2 – Getting Started

Lesson 6 – Getting Started

Unit 3 – Managing Your Data

Lesson 7 – Overview of data requirements

Lesson 8 – Manually keying & editing data

Unit 4 – Managing Customers and Viewing Potential Matches

Lesson 9 – Searching for customers

Lesson 10 – Dow Jones Potential Match Summary

Lesson 11 – Live Adverse Media Potential Matches Summary

Unit 5 – Viewing and Working Dow Jones Potential Matches

Lesson 12 – Viewing Dow Jones potential matches

Lesson 13 – Discounting Dow Jones results

Lesson 14 – Working Dow Jones potential matches

Lesson 15 – Working bulk Dow Jones matches

Unit 6 – Viewing and Working Live Adverse Media Potential Matches

Lesson 16 – Viewing Live Adverse Media screening results

Lesson 17 – Working Live Adverse Media potential matches

Lesson 18 – Working bulk Live Adverse Media potential matches

Lesson 19 – Customising Adverse Media Parameters

Lesson 20 – Assigning Potential Matches to another user

Lesson 21 – Excluding URLs from Adverse Media results